FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/13/2018 |
3. Issuer Name and Ticker or Trading Symbol
Quintana Energy Services Inc. [ "QES" ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 02/15/2018 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock | 5,345,505 | I | See footnotes(1)(2)(3) |
Common stock | 795,018 | I | See footnotes(1)(2)(4) |
Common stock | 319,001 | I | See footnotes(1)(2)(5) |
Common stock | 2,886,041 | I | See footnotes(1)(6) |
Common stock | 100,000 | I | See footnotes(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The reporting persons acquired these securities upon the closing of the transactions contemplated by the Master Reorganization Agreement dated February 9, 2018, by and among the Issuer, Quintana Energy Partners-QES Holdings, L.L.C., Quintana Energy Fund-FI, LP, Quintana Energy Fund-TE, LP, Robertson QES Investment LLC and the other parties thereto. |
2. The controlling partner of Quintana Energy Partners-QES Holdings, L.L.C. is Quintana Energy Partners, L.P. The general partner of Quintana Energy Partners, L.P., Quintana Energy Fund-FI, LP and Quintana Energy Fund-TE, LP is Quintana Capital Group, L.P. The sole general partner of Quintana Capital Group, L.P. is Quintana Capital Group GP Ltd. |
3. These shares are directly held by Quintana Energy Partners-QES Holdings, L.L.C. |
4. These shares are directly held by Quintana Energy Fund-TE, LP. |
5. These shares are directly held by Quintana Energy Fund-FI, LP. |
6. These shares are directly held by Robertson QES Investment LLC. The sole manager of Robertson QES Investment LLC is Corbin J. Robertson, Jr. |
7. These shares are directly held by QEP Management Co., L.P. The general partner of QEP Management Co., L.P. is is QEP Management Co. GP, LLC. |
Remarks: |
This amendment is filed solely for the purpose of correcting footnotes 4 and 5, which were inadvertently transposed. No other changes have been made to this Form 3. Each reporting person disclaims beneficial ownership of all the shares reported in this Form 3 except to the extent of such reporting person's respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Corbin J. Robertson, Jr. serves on the board of directors of the Issuer as a representative of the reporting persons. As a result, such reporting persons may be deemed directors by deputization for purposes of Section 16 of the Exchange Act. Member of a 10% stockholder group |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Energy Partners-QES Holdings, L.L.C. | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Energy Fund-FI, LP | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Energy Fund-TE, LP | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Energy Partners, L.P. | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Capital Group, L.P. | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Quintana Capital Group GP Ltd. | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for QEP Management Co., L.P. | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for QEP Management Co. GP, LLC | 11/07/2018 | |
/s/ D. Rogers Herndon, attorney-in-fact for Robertson QES Investment LLC | 11/07/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |